William J. Riddick

RIDDICK & CO ENTREPRENEURIAL FINANCE

PALM CITY, FL

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CRD#: 5466494

Professional summary

William James Riddick is a registered financial advisor currently at RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC located in Palm City, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J Riddick Corp (DBA Riddick Family Enterprises) - Palm City, FL, is a marketing consulting company - income/consulting fees from Wealth Inn, LLC, and auctions flow into this master corporation. The corporation makes a small amount of money from producing events. Wealth Inn, LLC - Insurance Agency in state of Florida, same address, AV8 Realty, Director of Operations, beginning March 2025, for wife's real estate brokerage company specializing in aviation real estate. Investment-related. Located in Palm City, FL. Spend 8-16 hours/month providing guidance on a pro bono basis regarding the operations of the real estate brokerage business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Riddick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2021 - Present

RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

RIA

CRD#: 314790

PALM CITY, FL

Past

April 5, 2012 - August 12, 2021

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

PLANTATION, FL

Past

February 8, 2012 - December 31, 2013

ARGENTUS SECURITIES, LLC

CRD#: 45915

PLANTATION, FL

Past

June 29, 2010 - December 31, 2011

DERNIS FINANCIAL

RIA

CRD#: 134866

FORT LAUDERDALE, FL

Past

June 11, 2010 - February 10, 2012

OSAIC WEALTH, INC.

RIA

CRD#: 23131

FT. LAUDERDALE, FL

Past

May 14, 2010 - February 10, 2012

OSAIC WEALTH, INC.

CRD#: 23131

FT. LAUDERDALE, FL

Past

February 13, 2008 - May 24, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BOCA RATON, FL

Past

February 5, 2008 - May 24, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/2/2008

General Securities Representative Examination

Current Firm

RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

CRD#: 314790 / SEC#:

Florida

Registered Investment Advisory firm - (7/19/2021 Approved)

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Contact information

Main Address

Palm City, FL

Mailing Address

Phone number

(772) 617-5757

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 6,068,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Riddick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Riddick's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

DERNIS FINANCIAL

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2008

Series 7

Date: 2/2/2008

Current Firm

RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

TRUST BUT VERIFY

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