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Jeff J. Kim

Jeff J. Kim

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
SANTA MONICA, CA 90405
Some features on this profile are disabled
CRD#: 5466411
Jeff J. Kim

Professional summary

Jeff J. Kim, CFP®, who also goes by Jeff J Kim, Jeff Jun Kim, Jeff Kim, is a registered financial advisor currently at GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT located in Santa Monica, California.

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeff has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff J Kim | Jeff Jun Kim | Jeff Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff J. Kim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

August 25, 2023 - Present

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

Office #1: 2437 Main Street, Santa Monica, CA 90405
RIA
CRD#: 153649
SANTA MONICA, CA
Past

November 1, 2017 - September 1, 2023

OSAIC SERVICES, INC.

RIA
CRD#: 133763
LOS ANGELES, CA
Past

October 31, 2017 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
LOS ANGELES, CA
Past

February 5, 2014 - November 9, 2017

B.B. GRAHAM & COMPANY, INC.

RIA
CRD#: 41533
LOS ANGELES, CA
Past

February 4, 2014 - November 9, 2017

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
LOS ANGELES, CA
Past

May 9, 2013 - January 21, 2014

SII INVESTMENTS, INC.

RIA
CRD#: 2225
SAN RAMON, CA
Past

May 8, 2013 - January 21, 2014

SII INVESTMENTS, INC.

BD
CRD#: 2225
SAN RAMON, CA
Past

November 24, 2009 - May 15, 2013

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LOS ANGELES, CA
Past

May 14, 2008 - May 15, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GK
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
GERBER KAWASAKI FINANCIAL ADVISORS | GERBER, ROSS | GERBER KAWASAKI, INC. | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

CRD#: 153649 / SEC#: 801-79339

RIA
Registered Investment Advisory firm - (3/14/2014 Approved)
California
Registered Investment Advisory firm - (4/17/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/13/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/22/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/13/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GK
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
GERBER KAWASAKI FINANCIAL ADVISORS | GERBER, ROSS | GERBER KAWASAKI, INC. | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

CRD#: 153649 / SEC#: 801-79339

RIA
Registered Investment Advisory firm - (3/14/2014 Approved)
California
Registered Investment Advisory firm - (4/17/2014 Terminated)
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Contact information

Main Address
2437 Main Street, Santa Monica, CA 90405
Mailing Address
Phone number
(310) 399-6397
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GERBER KAWASAKI, INC. ADV BROCHURE (5/12/2025)

Regulatory assets under management

Total Number of Accounts17,238
AUM (Assets Under Management)$ 3,191,645,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

CRD#: 153649Santa Monica, CA 90405

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