Justin M. Sumner

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CRD#: 5466087

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin M Sumner was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2008. Justin had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUMNER WEALTH MANAGEMENT GROUP; POSITION: president NATURE: S-Corp for securities and life insurance business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2014 ADDRESS: 5580 Santovito St. Pahrump, NV 89061 DESCRIPTION: S Corp for life insurance and securities income. Alpha Storage, LLC; Position: Owner and President; Nature of business; Vehicle Storage; Investment Related: No; Number of hours during securities trading: 0; Number of hours per month total: 20; Start Date 8/2022; Address 1375 E State St. Pahrump, NV 89048; Description of duties: general business administration, vehicle caretaking

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2025 - September 9, 2025

LOOKAHEAD WEALTH LLC

RIA

CRD#: 285724

Pahrump, NV

Past

July 27, 2023 - December 31, 2024

LOOKAHEAD WEALTH LLC

RIA

CRD#: 285724

Pahrump, NV

Past

July 19, 2023 - July 19, 2023

LOOKAHEAD WEALTH LLC

RIA

CRD#: 285724

Pahrump, NV

Past

November 10, 2020 - August 15, 2023

ARBOR POINT ADVISORS

RIA

CRD#: 165127

LAKE OSWEGO, OR

Past

November 6, 2020 - August 15, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAKE OSWEGO, OR

Past

November 6, 2020 - May 2, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

LAKE OSWEGO, OR

Past

April 24, 2012 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

LAKE OSWEGO, OR

Past

April 24, 2012 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

LAKE OSWEGO, OR

Past

July 28, 2010 - April 13, 2012

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

July 19, 2010 - April 13, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

LAKE OSWEGO, OR

Past

March 12, 2008 - July 12, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

LAKE OSWEGO, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/11/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LOOKAHEAD WEALTH LLC

COORDINATED PLANNING | MORGAN, MAXIMILLIAN ANDREW | LOOKAHEAD WEALTH LLC | INVESTMENT DESIGN MANAGEMENT, LLC | INVESTMENT DESIGN MANAGEMENT

CRD#: 285724 / SEC#:

Oregon

Registered Investment Advisory firm - (2/13/2025 Approved)

Washington

Registered Investment Advisory firm - (6/1/2025 Approved)

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Contact information

Main Address

1980 Willamette Falls Drive Suite 260, West Linn, OR 97068

Mailing Address

Phone number

(503) 832-0165

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 95,606,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin M. Sumner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LOOKAHEAD WEALTH LLC

LOOKAHEAD WEALTH LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2010

Series 63

Date: 7/12/2008

SIE

Date: 10/1/2018

Series 6

Date: 3/11/2008

Current Firm

LOOKAHEAD WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LOOKAHEAD WEALTH LLC

TRUST BUT VERIFY

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