Steven M Gibson
Professional Summary
Steven M Gibson is a registered financial advisor currently at REHMANN WEALTH located in Ann Arbor, Michigan. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Steven has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Current Firm
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
Contact Information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261Phone Number
(517) 316-2400# of Employees
39SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,020AUM (Assets Under Management)
$5,271,218,000Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
Primary Firm SEC Registration
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
State Registrations and Notice Filings
(8/12/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2007About the Series 6 examSimilar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Steven M Gibson's CRS (Customer Relationship Summary).
Similar Advisors
NYLIFE DISTRIBUTORS LLC
INVESTING FOREVER ADVISORY
FALCON WEALTH PLANNING, LLC
NATIONS FINANCIAL GROUP, INC.