KG
Kevin T. Gormley
STASH CAPITAL LLC
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 5465884
KG
Professional summary
Kevin T Gormley, who also goes by Kevin Thomas Gormley, Kevin Gormley, is a registered financial professional currently at STASH CAPITAL LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kevin Thomas Gormley | Kevin Gormley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kevin T Gormley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2018 - Present
STASH CAPITAL LLC
Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016BD
CRD#: 287728
NEW YORK, NY
Past
March 7, 2017 - April 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
March 6, 2017 - April 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
October 16, 2008 - March 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
September 29, 2008 - March 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2018)
RR
Alaska(10/30/2018)
RR
Arizona(10/30/2018)
RR
Arkansas(10/30/2018)
RR
California(10/30/2018)
RR
Colorado(10/30/2018)
RR
Connecticut(10/30/2018)
RR
Delaware(10/30/2018)
RR
District of Columbia(10/30/2018)
RR
Florida(10/30/2018)
RR
Georgia(10/30/2018)
RR
Hawaii(10/30/2018)
RR
Idaho(10/30/2018)
RR
Illinois(10/30/2018)
RR
Indiana(10/30/2018)
RR
Iowa(10/30/2018)
RR
Kansas(10/30/2018)
RR
Kentucky(10/30/2018)
RR
Louisiana(10/30/2018)
RR
Maine(10/30/2018)
RR
Maryland(10/30/2018)
RR
Massachusetts(10/30/2018)
RR
Michigan(10/30/2018)
RR
Minnesota(10/30/2018)
RR
Mississippi(10/30/2018)
RR
Missouri(10/30/2018)
RR
Montana(10/30/2018)
RR
Nebraska(10/30/2018)
RR
Nevada(10/30/2018)
RR
New Hampshire(10/30/2018)
RR
New Jersey(10/30/2018)
RR
New Mexico(10/30/2018)
RR
New York(10/30/2018)
RR
North Carolina(10/30/2018)
RR
North Dakota(10/30/2018)
RR
Ohio(10/30/2018)
RR
Oklahoma(10/30/2018)
RR
Oregon(10/30/2018)
RR
Pennsylvania(10/30/2018)
RR
Puerto Rico(10/30/2018)
RR
Rhode Island(10/30/2018)
RR
South Carolina(10/30/2018)
RR
South Dakota(10/30/2018)
RR
Tennessee(4/19/2023)
RR
Texas(10/30/2018)
RR
Utah(10/30/2018)
RR
Vermont(10/30/2018)
RR
Virgin Islands(10/30/2018)
RR
Virginia(10/30/2018)
RR
Washington(10/30/2018)
RR
West Virginia(10/30/2018)
RR
Wisconsin(10/30/2018)
RR
Wyoming(10/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STASH CAPITAL LLC
STASH CAPITAL LLC | STASH FINANCIAL LLC
CRD#: 287728 / SEC#: , 8-69908
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
450 Park Avenue South Suite 10-111, New York, NY 10016
Mailing Address
115 E 34th St P.o. Box 1922, New York, NY 10016
Phone number
(800) 205-5164
Established
Delaware since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
