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KG

Kevin T. Gormley

Some features on this profile are disabled
CRD#: 5465884
KG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin T Gormley, who also goes by Kevin Thomas Gormley, Kevin Gormley, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2008. Kevin had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Thomas Gormley | Kevin Gormley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 30, 2018 - February 13, 2026

STASH CAPITAL LLC

BD
CRD#: 287728
New York, NY
Past

March 7, 2017 - April 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 6, 2017 - April 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

October 16, 2008 - March 27, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

September 29, 2008 - March 27, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/2008
General Securities Representative Examination

Current Firm

SC
STASH CAPITAL LLC
STASH CAPITAL LLC | STASH FINANCIAL LLC

CRD#: 287728 / SEC#: , 8-69908

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Park Avenue South Suite 10-111, New York, NY 10016
Mailing Address
115 E 34th St P.o. Box 1922, New York, NY 10016
Phone number
(800) 205-5164
Established
Delaware since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STASH FINANCIAL, INC.SOLE MEMBER
DANIELS, RICHARD MATTHEWFINOP5877964
KOPKIND, SAM MICHAELCHIEF COMPLIANCE OFFICER4612963
KRIEG, BRANDON ALEXCEO4074156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STASH CAPITAL LLC

CRD#: 287728

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