Shelby L. Russell

THE ADVISORS GROUP

LUBBOCK, TX 79424

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CRD#: 5465869

Professional summary

Shelby Lynne Russell, CFP®, who also goes by Shelby L Russell, is a registered financial advisor currently at THE ADVISORS GROUP located in Lubbock, Texas.

Shelby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Shelby has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shelby L Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT, LICENSED AS LIFE, ACCIDENT, HEALTH, AGENT SINCE 6/2008, BOTH INVESTMENT AND NON-INVESTMENT RELATED, 12002 TRAFALGAR AVENUE, STE. 102, LUBBOCK, TEXAS 79424, APPROXIMATELY 8 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, REVIEW EXISTING CONTRACTS, MAKE RECOMMENDATIONS, AND OCCASIONALLY OBTAIN QUOTES AND SELL POLICIES AS NEEDED. 2)CDFA, non-investment related, 12002 Trafalgar Avenue, Suite 102, financial professional skilled at analyzing data and providing expertise on the financial issues of divorce, CDFA, 10/2019, 3 hours per month, 0 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelby Lynne Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 7, 2017 - Present

THE ADVISORS GROUP

Office #1: 12002 Trafalgar Avenue Suite 102, Lubbock, TX 79424

RIA

CRD#: 290104

LUBBOCK, TX

Past

August 27, 2015 - December 1, 2017

SIGNAL SECURITIES, INC.

CRD#: 15916

LUBBOCK, TX

Past

March 11, 2013 - November 28, 2018

THE ADVISORS GROUP

RIA

CRD#: 113015

LUBBOCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ADVISORS GROUP

STRATEGY, INC. | THE ADVISORS GROUP | STRATEGY, INC. DBA THE ADVISORS GROUP

CRD#: 290104 / SEC#: 801-130764

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

Texas

Registered Investment Advisory firm - (8/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/27/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE ADVISORS GROUP

STRATEGY, INC. | THE ADVISORS GROUP | STRATEGY, INC. DBA THE ADVISORS GROUP

CRD#: 290104 / SEC#: 801-130764

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

Texas

Registered Investment Advisory firm - (8/15/2024 Terminated)

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Contact information

Main Address

12002 Trafalgar Avenue Suite 102, Lubbock, TX 79424

Mailing Address

Phone number

(806) 794-3848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ADVISORS GROUP ADV PART 2A_B (1/22/2025)

THE ADVISORS GROUP APPENDIX 1- WRAP BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 117,422,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shelby L. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelby Lynne Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ADVISORS GROUP

SIGNAL SECURITIES, INC.

THE ADVISORS GROUP

Primary Firm SEC Registration

THE ADVISORS GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/2015

SIE

Date: 12/1/2017

Series 6

Date: 8/27/2015

Current Firm

THE ADVISORS GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ADVISORS GROUP

TRUST BUT VERIFY

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