Colleen M. Stapleton
Professional summary
Colleen Michele Stapleton, who also goes by Colleen Michele Stapleton Ms., is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 2009. Colleen has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Michele Stapleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2019 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001September 10, 2009 - November 12, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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