Ron J. Dietz

SARVER VROOMAN WEALTH ADVISORS LLC

KANSAS CITY, MO 64114

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CRD#: 5464781

Professional summary

Ron James Dietz, who also goes by Ronald James Dietz, Ronald Dietz, Ron Dietz, is a registered financial advisor currently at SARVER VROOMAN WEALTH ADVISORS LLC located in Kansas City, Missouri.

Ron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald James Dietz | Ronald Dietz | Ron Dietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R3D3, LLC, INVT RELATED, LEAWOOD, KS, 100% OWNERSHIP, START DATE 4/3/2023, 0 HRS PER MONTH AND DURING TRADING, FINET HOLDING COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ron James Dietz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

SARVER VROOMAN WEALTH ADVISORS LLC

Office #1: 9237 Ward Parkway Suite 320, Kansas City, MO 64114

RIA

CRD#: 332699

KANSAS CITY, MO

Past

April 6, 2023 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

KANSAS CITY, MO

Past

April 6, 2023 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

KANSAS CITY, MO

Past

January 19, 2010 - February 22, 2023

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

January 1, 2008 - December 2, 2009

PRUCO SECURITIES, LLC.

CRD#: 5685

DOWNERS GROVE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/24/2025)

IAR

Missouri
(2/24/2025)

IAR

Texas
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/26/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

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Contact information

Main Address

9237 Ward Parkway Suite 320, Kansas City, MO 64114

Mailing Address

Phone number

(816) 601-1150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 436,040,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ron J. Dietz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ron James Dietz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CALAMOS FINANCIAL SERVICES LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

SARVER VROOMAN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2023

Series 63

Date: 1/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2010

Series 6

Date: 12/26/2007

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SARVER VROOMAN WEALTH ADVISORS LLC

TRUST BUT VERIFY

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