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ER

Emily J. Rowe

JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 5464414
ER

Professional summary

Emily Jayne Rowe, who also goes by Emily Jayne Nyboer, Emily Rowe, is a registered financial professional currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2012. Emily has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emily Jayne Nyboer | Emily Rowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emily Jayne Rowe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2021 - Present

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

Office #1: 300 Innovation Dr, Franklin, TN 37067
BD
CRD#: 40178
Franklin, TN
Past

August 4, 2016 - October 1, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
GRAND RAPIDS, MI
Past

August 2, 2016 - October 1, 2021

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
GRAND RAPIDS, MI
Past

December 9, 2014 - August 2, 2016

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
GRAND RAPIDS, MI
Past

December 8, 2014 - August 2, 2016

OPPENHEIMER & CO. INC.

BD
CRD#: 249
GRAND RAPIDS, MI
Past

August 16, 2012 - December 2, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
GRAND RAPIDS, MI
Past

May 1, 2012 - December 2, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(10/11/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/16/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/30/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/23/2021
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/28/2014
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/2/2014
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

JN
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
JACKSON NATIONAL LIFE DISTRIBUTORS LLC | JACKSON NATIONAL LIFE DISTRIBUTORS, INC.

CRD#: 40178 / SEC#: , 8-48984

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
300 Innovation Dr, Franklin, TN 37067
Mailing Address
300 Innovation Dr, Franklin, TN 37067
Phone number
(800) 565-9044
Established
Delaware since 05/31/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JACKSON NATIONAL LIFE INSURANCE COMPANYOWNER
ASHIOTOU, MARINADIRECTOR8157690
BINIORIS, SAVVAS PANAGIOTISDIRECTOR6314984
CHILDS, GARETT JAMESDIRECTOR6288054
CRANMORE, HILARY RAEDIRECTOR4880665
GOLSON, ASHLEY SUZETTESVP, NATIONAL SALES DESK5461231
KAISER, HEIDI LYNNSENIOR VICE PRESIDENT AND GENERAL COUNSEL3001204
LOWRY, KRISTINE MARIEVICE PRESIDENT, FINOP AND CONTROLLER4168279
LUEBBERS, KEVIN JAMESSENIOR VICE PRESIDENT, NATIONAL SALES MANAGER4399095
LUPTON, RYAN DAVIDCHIEF COMPLIANCE OFFICER4822827
MASUCCI, GREGORY RSVP, STRATEGIC RELATIONSHIPS2659967
REED, ALISON RUSSINTERIM HEAD OF DISTRIBUTION3241221

Disclosures

Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178Franklin, TN 37067

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