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Maxwell W. Olson

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CRD#: 5464314
MO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maxwell W Olson, who also goes by Max W Olson, Maxwell William Olson, was a registered financial professional .

Maxwell is a previously registered financial professional and started their career in finance in 2008. Maxwell had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Max W Olson | Maxwell William Olson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAX CAPITAL CORPORATION ("MAX CAPITAL") IS A REGISTERED INVESTMENT ADVISER IN THE STATE OF UTAH. MAX OLSON HAS BEEN THE PRESIDENT AND OWNER OF MAX CAPITAL SINCE ITS INCEPTION ON NOVEMBER 2007. MAX CAPITAL WILL PROVIDE INVESTMENT ADVICE TO BRAEWICK HOLDINGS LP, A PRIVATE INVESTMENT FUND. IN ADDITION TO PROVIDING INVESTMENT ADVICE (ITS PRIMARY BUSINESS), MAX CAPITAL WILL PERFORM OTHER NON-INVESTMENT SERVICES FOR WHICH IT IS PAID AN HOURLY RATE. THESE SERVICES MAY INCLUDE ADMINISTRATIVE, BACK-OFFICE, OR RESEARCH RELATED WORK.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 8, 2008 - March 21, 2023

MAX CAPITAL CORPORATION

RIA
CRD#: 145968
BOUNTIFUL, UT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/15/2008
Uniform Investment Adviser Law Examination

Current Firm


MC
MAX CAPITAL CORPORATION
MAX CAPITAL CORPORATION

CRD#: 145968 / SEC#:

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Contact information


Main Address
2301 South Main, Bountiful, UT 84010
Mailing Address
Phone number
(801) 244-0032
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 3,136,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAX CAPITAL CORPORATION

CRD#: 145968

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