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David M. Dubrava
BAKER TILLY WEALTH MANAGEMENT
Tewksbury, MA 01876
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CRD#: 5463939
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Professional summary
David Michael Dubrava, AIF® is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Tewksbury, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 100% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES. 2.) Wolfpack Entertainment (Band/DJ Service) POSITION: Performer NATURE: Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 3-6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 120 Lexington Street, Burlington MA 01803 DESCRIPTION: Live Band/DJ Services
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Dubrava's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2022 - Present
BAKER TILLY WEALTH MANAGEMENT, LLC
Office #1: 1 Highwood Drive, Tewksbury, MA 01876RIA
CRD#: 167811
Tewksbury, MA
Past
February 15, 2018 - December 10, 2021
MFA ASSET MANAGEMENT, LLC
RIA
CRD#: 133164
TEWKSBURY, MA
Past
June 21, 2013 - September 15, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
WALTHAM, MA
Past
April 10, 2008 - May 7, 2013
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
WESTWOOD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(833) 761-0673
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,165 |
| AUM (Assets Under Management) | $ 4,601,242,128 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/11/2023 | ||
| 10/04/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BAKER TILLY WEALTH MANAGEMENT, LLC
CRD#: 167811Tewksbury, MA 01876TRUST BUT VERIFY
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