Jodi R. Bugter

ARES WEALTH MANAGEMENT SOLUTIONS

Denver, CO 80202

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CRD#: 5463465

Professional summary

Jodi Ripp Bugter, who also goes by Jodi Michelle Anschuetz, Jodi Michell Ripp, Jodi Michelle Ripp, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.

Jodi is registered as a RR (Registered Representative) and started their career in finance in 2008. Jodi has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jodi Michelle Anschuetz | Jodi Michell Ripp | Jodi Michelle Ripp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jodi Ripp Bugter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2021 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 1200 17th Street Suite #2900, Denver, CO 80202

CRD#: 119546

Denver, CO

Past

May 6, 2020 - March 30, 2021

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

COLLEGE GROVE, TN

Past

May 5, 2020 - March 30, 2021

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

ST LOUIS, MO

Past

March 17, 2020 - May 1, 2020

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

COLLEGE GROVE, TN

Past

August 11, 2016 - January 21, 2020

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

College Grove, TN

Past

July 27, 2016 - May 1, 2020

CENTER STREET SECURITIES, INC.

CRD#: 26898

COLLEGE GROVE, TN

Past

September 9, 2015 - December 15, 2015

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

March 31, 2015 - August 19, 2015

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

April 17, 2013 - April 9, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Past

April 25, 2011 - April 9, 2015

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

May 29, 2009 - January 20, 2010

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

January 13, 2009 - March 25, 2009

SPIKE FINANCIAL SERVICES, LLC

CRD#: 112193

CHICAGO, IL

Past

March 11, 2008 - September 29, 2008

DBSI SECURITIES CORPORATION

CRD#: 11687

BOISE, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2021)

Alaska
(5/13/2021)

Arizona
(5/13/2021)

Arkansas
(5/13/2021)

California
(5/13/2021)

Colorado
(5/13/2021)

Connecticut
(5/13/2021)

Delaware
(5/13/2021)

District of Columbia
(5/13/2021)

Florida
(5/13/2021)

Georgia
(5/13/2021)

Hawaii
(5/13/2021)

Idaho
(5/13/2021)

Illinois
(5/13/2021)

Indiana
(5/13/2021)

Iowa
(5/13/2021)

Kansas
(5/13/2021)

Kentucky
(5/13/2021)

Louisiana
(5/13/2021)

Maine
(5/13/2021)

Maryland
(5/13/2021)

Massachusetts
(5/13/2021)

Michigan
(5/13/2021)

Minnesota
(5/13/2021)

Mississippi
(5/13/2021)

Missouri
(5/13/2021)

Montana
(5/14/2021)

Nebraska
(5/13/2021)

Nevada
(5/13/2021)

New Hampshire
(5/13/2021)

New Jersey
(5/13/2021)

New Mexico
(5/13/2021)

New York
(5/13/2021)

North Carolina
(5/13/2021)

North Dakota
(5/13/2021)

Ohio
(5/13/2021)

Oklahoma
(5/13/2021)

Oregon
(5/13/2021)

Pennsylvania
(5/13/2021)

Puerto Rico
(5/13/2021)

Rhode Island
(5/13/2021)

South Carolina
(5/13/2021)

South Dakota
(5/13/2021)

Tennessee
(1/10/2023)

Texas
(5/13/2021)

Utah
(5/13/2021)

Vermont
(5/13/2021)

Virginia
(5/13/2021)

Washington
(5/13/2021)

West Virginia
(5/13/2021)

Wisconsin
(5/13/2021)

Wyoming
(5/13/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2009

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/22/2008

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/3/2014

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1200 17th Street Suite #2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite #2900, Denver, CO 80202

Phone number

(303) 869-4600

Established

Colorado since 12/21/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DOUBLE DIAMOND LLC	SOLE MEMBER
ADAMSON, CHRISTINA CARSON	DESIGNATED PRINCIPAL / CO-CEO	5372006
GALLIGAN, CASEY D	DESIGNATED PRINCIPAL / CO-CEO	4022954
MAGNER, BRIAN	CHIEF COMPLIANCE OFFICER	3069172
MARRONE, MICHAEL THOMAS	FINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER	4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jodi R. Bugter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jodi Ripp Bugter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY CAPITAL MANAGEMENT, LLC

PATRICK CAPITAL MARKETS, LLC

CENTER STREET ADVISORS, INC.

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

CANTOR FITZGERALD & CO.

ATEL SECURITIES CORPORATION

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

IMS SECURITIES, INC.

SPIKE FINANCIAL SERVICES, LLC

DBSI SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2013

Series 63

Date: 5/15/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/19/2009

Series 22

Date: 1/22/2008

Series 26

Date: 3/3/2014

FINRA

Current Firm

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

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