Dorothy J. Hundrieser
Professional summary
Dorothy Janet Hundrieser, who also goes by Jan Maudru, is a registered financial advisor currently at RICE FINANCIAL CONSULTING, INC. located in Los Gatos, California.
Dorothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dorothy has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dorothy Janet Hundrieser's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2014 - Present
RICE FINANCIAL CONSULTING, INC.
Office #1: 300 E. Main Street, Los Gatos, CA 95030April 27, 2011 - October 17, 2014
PARK AVENUE SECURITIES LLC
July 23, 2010 - October 17, 2014
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
RICE FINANCIAL CONSULTING, INC.
CRD#: 170346 / SEC#: 801-107140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/20/2014)
(8/25/2014)
(3/7/2016)
Exams
Current Firm
RICE FINANCIAL CONSULTING, INC.
CRD#: 170346 / SEC#: 801-107140
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 348 |
| AUM (Assets Under Management) | $ 230,702,789 |
Red Flags
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