William Wolfe

QUASAR DISTRIBUTORS

Portland, ME 04101

CRD#: 5463309

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Professional summary

William Wolfe, who also goes by William H Wolfe, William H. Wolfe III, William Hubbard Wolfe III, Willliam Hubbard Wolfe, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

William is registered as a RR (Registered Representative) and started their career in finance in 2008. William has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William H Wolfe | William H. Wolfe Iii | William Hubbard Wolfe Iii | Willliam Hubbard Wolfe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

July 7, 2023 - May 12, 2026

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

September 6, 2022 - June 1, 2023

PREP SECURITIES, LLC

CRD#: 188522

PARK CITY, UT

Past

October 12, 2021 - September 9, 2022

PHARE CAPITAL WEALTH MANAGEMENT

RIA

CRD#: 314743

BOSTON, MA

Past

July 6, 2017 - April 8, 2020

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

OVERLAND PARK, KS

Past

November 18, 2016 - April 8, 2020

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

RIA

CRD#: 285213

BOSTON, MA

Past

July 21, 2014 - November 18, 2016

MONTAGE INVESTMENTS, LLC

RIA

CRD#: 152607

BOSTON, MA

Past

July 8, 2014 - July 3, 2017

MSEC, LLC

CRD#: 154327

OVERLAND PARK, KS

Past

July 22, 2009 - June 12, 2014

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

January 7, 2008 - June 12, 2014

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/29/2026)

Alaska
(6/2/2026)

Arkansas
(6/5/2026)

California
(5/29/2026)

Colorado
(5/28/2026)

Connecticut
(5/29/2026)

Delaware
(5/28/2026)

District of Columbia
(6/1/2026)

Florida
(5/29/2026)

Georgia
(5/29/2026)

Hawaii
(5/29/2026)

Idaho
(5/29/2026)

Illinois
(6/2/2026)

Indiana
(5/28/2026)

Iowa
(6/1/2026)

Kansas
(5/28/2026)

Kentucky
(5/29/2026)

Louisiana
(5/28/2026)

Maine
(5/28/2026)

Maryland
(6/2/2026)

Massachusetts
(5/27/2026)

Michigan
(6/1/2026)

Minnesota
(5/28/2026)

Mississippi
(6/1/2026)

Missouri
(5/28/2026)

Montana
(6/3/2026)

Nebraska
(6/1/2026)

Nevada
(5/28/2026)

New Hampshire
(6/1/2026)

New Jersey
(5/28/2026)

New Mexico
(5/29/2026)

New York
(5/28/2026)

North Carolina
(5/29/2026)

North Dakota
(6/1/2026)

Ohio
(5/29/2026)

Oklahoma
(6/1/2026)

Pennsylvania
(6/3/2026)

Rhode Island
(5/29/2026)

South Carolina
(6/1/2026)

South Dakota
(5/28/2026)

Tennessee
(6/2/2026)

Texas
(5/29/2026)

Utah
(6/1/2026)

Vermont
(5/28/2026)

Virginia
(5/29/2026)

Washington
(5/29/2026)

West Virginia
(6/3/2026)

Wisconsin
(5/28/2026)

Wyoming
(6/2/2026)

Exams

State Security Law Exam

Series 63

Date: 9/23/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/4/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATCAP SECURITIES, LLC

PREP SECURITIES, LLC

PHARE CAPITAL WEALTH MANAGEMENT

TORTOISEECOFIN SECURITIES, LLC

TORTOISEECOFIN INVESTMENTS PARTNERS, LLC

MONTAGE INVESTMENTS, LLC

MSEC, LLC

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/2022

Series 66

Date: 5/28/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2009

Series 6

Date: 1/4/2008

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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