Denise K. Laing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Kathleen Laing, who also goes by Denise K Butterfield, Denise K Nelson, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 2008. Denise had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - January 13, 2023
PETROS ADVISORY SERVICES, LLC
March 4, 2008 - April 25, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
February 13, 2008 - April 25, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PETROS ADVISORY SERVICES, LLC
CRD#: 284903 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
