JM
Jason A. Mullins
DAI WEALTH
Albuquerque, NM 87110
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CRD#: 5463088
JM
Professional summary
Jason Anthony Mullins, who also goes by Jason A Mullins, is a registered financial advisor currently at DAI WEALTH, LLC located in Albuquerque, New Mexico and DAI SECURITIES, LLC located in Albuquerque, New Mexico.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason A Mullins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY BUSINESS, YES , 7005 CHRISTY AVE. ALBUQUERQUE, NM 87109, OWNER, 11/2001, 4, 1, MAINTAINING THE PROPERTIES, COLLECTING RENTAL PAYMENTS, PAYING MORTGAGE PAYMENTS, PAYING TAXES, AND INSURANCE; 2. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 80, 80, AS CORPORATE INVESTMENT ADVISOR REP MANAGING, RECOMMENDING, PLACING SECURITIES, FOR CLIENTS ADVISORY ACCOUNTS; 3. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 80, 80, INSURANCE REVIEWING CLIENTS RISK MANAGEMENT NEEDS. QUOTING RATES, TAKING APPLICATIONS, DELIVERING POLICIES; 4. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 20, 20, GATHERING DATA FROM CLIENTS, BUILDING FINANCIAL PLANS, DELIVERING RECOMMENDATIONS, AND IMPLEMENTING PLAN RECOMMENDATIONS; 5. TRIUMP CENTRE @ BETHEL; 7800 HOLBROOK ST. NE ALBUQUERQUE NM 87122, BOARD MEMBER, JAN 01 2008, 5 HRS, SEC HRS 0, I AM ON THE BOARD OF TRIUMP CENTRE @ BETHEL, THE DUTIES INCLUDE ATTENDING QUARTERLY MEETINGS AND MAKING DECISIONS CONCERNING THE FUTURE OF THE CHURCH; 6. Mullins Financial Services LLC, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, DBA CREATED FOR RECEIPT OF 1099 INCOME FROM CREATIVE FINANCIAL STRATEGIES TO AND FOR MULLINS FINANCIAL SERVICES, LLC: 7. The Society for Financial Awareness; YES; SAN DIEGO, CA; FINANCIAL EDUCATION; MEMBER; JULY 2025; 5 HOURS; 5 HOURS; INSTRUCTOR
CRS (Client Relationship Summary) - RIA
Click below to view Jason Anthony Mullins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2022 - Present
DAI WEALTH, LLC
Office #1: 6301 Indian School Rd Ne Suite 609, Albuquerque, NM 87110RIA
CRD#: 138938
Albuquerque, NM
Current
December 19, 2022 - Present
DAI SECURITIES, LLC
Office #1: 6301 Indian School Rd Ne Suite 609, Albuquerque, NM 87110BD
CRD#: 36673
Albuquerque, NM
Past
December 22, 2016 - December 31, 2022
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
ALBUQUERQUE, NM
Past
December 21, 2016 - December 31, 2022
SCF SECURITIES, INC.
BD
CRD#: 47275
ALBUQUERQUE, NM
Past
January 3, 2012 - December 22, 2016
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ALBUQUERQUE, NM
Past
December 22, 2011 - December 22, 2016
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ALBUQUERQUE, NM
Past
April 22, 2010 - December 23, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ALBUQUERQUE, NM
Past
February 8, 2008 - December 23, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/19/2022)
IAR
Arizona(10/22/2025)
RR
Colorado(2/17/2023)
IAR
Colorado(5/29/2025)
RR
Missouri(12/19/2022)
RR
New Mexico(12/19/2022)
IAR
New Mexico(12/21/2022)
RR
Oklahoma(12/19/2022)
RR
Texas(12/19/2022)
IAR
Texas(12/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAI WEALTH, LLC
CRD#: 138938Albuquerque, NM 87110TRUST BUT VERIFY
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