Edmund S. Sullivan
Professional summary
Edmund Sean Sullivan, who also goes by Edmund Sean Sullivan Mr., Ned Sullivan, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Argyle, Texas and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Edmund is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Edmund has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edmund Sean Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2020 - Present
T. ROWE PRICE ASSOCIATES, INC.
August 21, 2020 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231August 21, 2019 - August 3, 2020
BFG WEALTH
September 27, 2017 - August 22, 2019
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 27, 2017 - August 22, 2019
BLACKROCK INVESTMENTS, LLC
June 11, 2013 - August 31, 2017
DIMENSIONAL FUND ADVISORS LP
May 31, 2013 - August 31, 2017
DFA SECURITIES LLC
December 19, 2007 - June 11, 2013
GRANT WILLIAMS L.P.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
