Alastair J. Cairns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alastair John Cairns, who also goes by Alastair J Cairns, Alex Cairns, was a registered financial professional .
Alastair is a previously registered financial professional and started their career in finance in 2012. Alastair had worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2019 - December 21, 2022
ACERVUS SECURITIES, INC.
June 12, 2012 - December 31, 2016
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
ACERVUS SECURITIES, INC.
CRD#: 298058 / SEC#: , 8-70206
Contact information
Documents
Red Flags
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