Stanislav N. Velikov
Professional summary
Stanislav Nikolaev Velikov, who also goes by Stan Velikov, Stanislav Nikolaev Velikov, Stanislav Velikov, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in San Francisco, California.
Stanislav is registered as a RR (Registered Representative) and started their career in finance in 2008. Stanislav has worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 52TO, Series 6TO, Series 22TO, SIE, Series 86, Series 87 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanislav Nikolaev Velikov's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2025 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 180 Montgomery Street, San Francisco, CA 94104October 25, 2022 - October 4, 2024
WELLS FARGO SECURITIES, LLC
May 21, 2012 - November 16, 2022
JEFFERIES LLC
July 28, 2011 - May 1, 2012
UBS SECURITIES LLC
May 11, 2010 - July 1, 2011
CARIS & COMPANY, INC.
August 21, 2008 - March 22, 2010
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2025)
(8/25/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
NYSE American LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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Company Information
BMO CAPITAL MARKETS CORP.
CRD#: 16686San Francisco, CA 94104TRUST BUT VERIFY
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