Matthew L. Aven

SBB RESEARCH GROUP LLC

Northbrook, IL 60062

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CRD#: 5462530

Professional summary

Matthew Lawrence Aven is a registered financial advisor currently at SBB RESEARCH GROUP LLC located in Northbrook, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Lawrence Aven's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2012 - Present

SBB RESEARCH GROUP LLC

Office #1: 450 Skokie Blvd. Building 600, Northbrook, IL 60062

RIA

CRD#: 161109

Northbrook, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SBB RESEARCH GROUP LLC

CRD#: 161109 / SEC#: 801-79560

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Florida

Registered Investment Advisory firm - (5/5/2014 Terminated)

Illinois

Registered Investment Advisory firm - (4/23/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2012

Uniform Investment Adviser Law Examination

Current Firm

SBB RESEARCH GROUP LLC

CRD#: 161109 / SEC#: 801-79560

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Florida

Registered Investment Advisory firm - (5/5/2014 Terminated)

Illinois

Registered Investment Advisory firm - (4/23/2014 Terminated)

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Contact information

Main Address

450 Skokie Blvd. Building 600, Northbrook, IL 60062

Mailing Address

Phone number

(847) 656-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBB RESEARCH GROUP ADV PART 2A BROCHURE 3-24 (11/18/2025)

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 2,787,637,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew L. Aven

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Lawrence Aven's CRS (Customer Relationship Summary).

Certified licenses

Experience

SBB RESEARCH GROUP LLC

Primary Firm SEC Registration

SBB RESEARCH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2012

Current Firm

SBB RESEARCH GROUP LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SBB RESEARCH GROUP LLC

TRUST BUT VERIFY

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