Edward G. Leonard
Professional summary
Edward Gerald Leonard, who also goes by Edward Gerald Leonard, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2008. Edward has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Gerald Leonard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2024 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005August 30, 2012 - October 10, 2013
ZACKS INVESTMENT MANAGEMENT, INC.
June 15, 2009 - June 7, 2011
EQUITABLE ADVISORS, LLC
February 24, 2009 - June 7, 2011
EQUITABLE ADVISORS, LLC
January 1, 2008 - December 11, 2008
GARDEN STATE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/28/2024
Securities Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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