Rebecca K. Walsh

OAK MAPLE FINANCE

BURLINGTON, VT 05401

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CRD#: 5462343

Professional summary

Rebecca K Walsh, CFP®, who also goes by Becky Klest, Rebecca J Klest, Becky Walsh, Rebecca J Walsh, is a registered financial advisor currently at OAK MAPLE FINANCE, LLC located in Burlington, Vermont.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Rebecca has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Becky Klest | Rebecca J Klest | Becky Walsh | Rebecca J Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BECKY WALSH IS AN AMBASSADOR FOR ELEMENTS, A FINANCIAL PLANNING SOFTWARE COMPANY. SHE IS COMPENSATED THROUGH DE MINIMIS STOCK OPTIONS FOR HER TIME (LESS THAN 5 HRS/MO) FOR PRODUCT FEEDBACK SESSIONS, CUSTOMER WEBINARS, AND CUSTOMER EDUCATION EFFORTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca K Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 26, 2024 - Present

OAK MAPLE FINANCE, LLC

Office #1: 35 King Street, Suite 10, Burlington, VT 05401

RIA

CRD#: 322908

BURLINGTON, VT

Past

September 27, 2022 - December 31, 2023

OAK MAPLE FINANCE, LLC

RIA

CRD#: 322908

BURLINGTON, VT

Past

September 2, 2009 - October 31, 2022

PATHWAY FINANCIAL ADVISORS, LLC

RIA

CRD#: 124801

SOUTH BURLINGTON, VT

Past

December 5, 2007 - July 30, 2009

WALSH FINANCIAL PLANNING, LLC

RIA

CRD#: 145928

ESSEX, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(1/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2007

Uniform Investment Adviser Law Examination

Current Firm

OAK MAPLE FINANCE, LLC

CRD#: 322908 / SEC#:

Vermont

Registered Investment Advisory firm - (1/26/2024 Approved)

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Contact information

Main Address

35 King Street, Suite 10, Burlington, VT 05401

Mailing Address

Phone number

(802) 662-2880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 79,349,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rebecca K. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca K Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAK MAPLE FINANCE, LLC

OAK MAPLE FINANCE, LLC

PATHWAY FINANCIAL ADVISORS, LLC

WALSH FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2007

Current Firm

OAK MAPLE FINANCE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAK MAPLE FINANCE, LLC

TRUST BUT VERIFY

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