Pamela J. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Jane Cunningham, who also goes by Pam Cunningham, Pamela J. Haury, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2008. Pamela had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2011 - December 31, 2020
MSA FINANCIAL
December 18, 2008 - April 17, 2012
SECURITIES AMERICA ADVISORS, INC.
October 21, 2008 - December 31, 2020
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
MSA FINANCIAL
CRD#: 107768 / SEC#: 801-72425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSA FINANCIAL
CRD#: 107768 / SEC#: 801-72425
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,165 |
| AUM (Assets Under Management) | $ 1,168,995,005 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
