Jeremiah J. Goltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremiah James Goltz, who also goes by Jay James Goltz, Jeremiah Goltz, was a registered financial advisor .
Jeremiah is a previously registered financial advisor and started their career in finance in 2008. Jeremiah had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2009 - December 9, 2010
RDA FINANCIAL NETWORK
January 5, 2009 - June 11, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 9, 2008 - December 24, 2008
MSI FINANCIAL SERVICES, INC.
March 26, 2008 - December 24, 2008
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RDA FINANCIAL NETWORK
CRD#: 147309 / SEC#: 801-69651
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RDA FINANCIAL NETWORK
CRD#: 147309 / SEC#: 801-69651
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
