Elliott J. Shipp
Professional summary
Elliott James Shipp is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Waverly, Iowa and CUNA BROKERAGE SERVICES, INC. located in Denver, Iowa.
Elliott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Elliott has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elliott James Shipp's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
TRUSTAGE INVESTMENT MANAGEMENT
May 13, 2014 - Present
CUNA BROKERAGE SERVICES, INC.
May 14, 2014 - March 30, 2023
CUNA BROKERAGE SERVICES, INC.
December 5, 2008 - May 12, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 26, 2008 - May 12, 2014
TD AMERITRADE, INC.
June 18, 2008 - May 12, 2014
TD AMERITRADE, INC.
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2014)
(6/5/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
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