Bradley J. Lupkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley J Lupkes, CFP® was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2008. Bradley had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
February 6, 2017 - July 20, 2017
FRONTIER WEALTH MANAGEMENT, INC.
December 13, 2012 - January 24, 2018
INVESTMENT PROFESSIONALS, INC.
December 13, 2012 - January 24, 2018
INVESTMENT PROFESSIONALS, INC.
February 8, 2008 - October 9, 2012
EDWARD JONES
January 28, 2008 - October 9, 2012
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRONTIER WEALTH MANAGEMENT, INC.
CRD#: 286224 / SEC#:
Contact information
Red Flags
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