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NM

Nicole S. Murphy

MERCURY INVESTMENT SERVICES
San Francisco, CA 94104
CRD#: 5461537
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NM
Nicole Suzanne MurphyMERCURY INVESTMENT SERVICES

Professional summary


Nicole Suzanne Murphy, who also goes by Nicole Suzanne Salie, Nicole Salie, is a registered financial professional currently at MERCURY INVESTMENT SERVICES LLC located in San Francisco, California.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2008. Nicole has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicole Suzanne Salie | Nicole Salie

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicole Suzanne Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 15, 2026 - Present

MERCURY INVESTMENT SERVICES LLC

Office #1: 333 Bush Street Suite 1900, San Francisco, CA 94104
BD
CRD#: 324657
San Francisco, CA
Past

September 29, 2022 - March 20, 2026

ETORO USA SECURITIES INC.

BD
CRD#: 298361
Hoboken, NJ
Past

October 21, 2021 - September 23, 2022

CASH APP INVESTING LLC

BD
CRD#: 144076
OAKLAND, CA
Past

January 13, 2016 - September 30, 2016

E*TRADE CLEARING LLC

BD
CRD#: 25025
ARLINGTON, VA
Past

January 13, 2016 - October 27, 2021

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ARLINGTON, VA
Past

October 11, 2012 - December 21, 2015

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

December 16, 2008 - December 21, 2015

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

May 15, 2008 - December 16, 2008

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/15/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MI
MERCURY INVESTMENT SERVICES LLC
MERCURY INVESTMENT SERVICES LLC

CRD#: 324657 / SEC#: , 8-71052

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
333 Bush Street Suite 1900, San Francisco, CA 94104
Mailing Address
548 Market St Pmb 17471, San Francisco, CA 94104-5401
Phone number
(800) 503-3724
Established
Delaware since 01/11/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MERCURY TECHNOLOGIES INCMEMBER
BARRY, MICHELLE ALEJANDRACEO6967071
GOLDSMITH, DAVID RYANCCO6934656
SILVESTRO, MICHELE ANNFINOP6960939

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERCURY INVESTMENT SERVICES LLC

CRD#: 324657San Francisco, CA 94104

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