John P. Friar

PARK CAPITAL MANAGEMENT

MIDDLETON, WI

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CRD#: 5461534

Professional summary

John Paul Friar, AIF®, CFP®, who also goes by John P Friar, is a registered financial advisor currently at PARK CAPITAL MANAGEMENT, LLC located in Middleton, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John P Friar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

P AND P MANAGEMENT, LLC, 712 W SHORE DR, MADISON, WI 53715. PROPERTY MANAGEMENT, CO-OWNER, 7/2011-PRESENT, 5 HRS/MONTH. CO-OWNER OF RENTAL PROPERTIES. LICENSED INSURANCE AGENT; INVESTMENT RELATED: YES; 1601 GREENWAY CROSS SUITE 201 MADISON WISCONSIN 53713 UNITED STATES; MR. FRIAR IS A LICENSED INSURANCE AGENT AND MAY RECOMMEND INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS. IDENTIFYING, QUOTING, SERVICING, AND PRODUCING LIFE INSURANCE ; 2007-08-24; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 5;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Friar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 23, 2014 - Present

PARK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 158965

MIDDLETON, WI

Past

August 21, 2014 - December 31, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MADISON, WI

Past

June 19, 2014 - July 24, 2014

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 7, 2010 - May 23, 2014

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

MADISON, WI

Past

September 30, 2010 - May 23, 2014

VALMARK SECURITIES, INC.

CRD#: 31243

MADISON, WI

Past

February 23, 2010 - October 8, 2010

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

MADISON, WI

Past

March 18, 2008 - October 8, 2010

WALNUT STREET SECURITIES, INC.

CRD#: 15840

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK CAPITAL MANAGEMENT, LLC

BAUCH WEALTH MANAGEMENT, LLC | PARK CAPITAL MANAGEMENT, LLC | HAUSMANN-JOHNSON BAUCH FINANCIAL, LLC

CRD#: 158965 / SEC#: 801-115013

RIA

Registered Investment Advisory firm - (5/8/2019 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/17/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARK CAPITAL MANAGEMENT, LLC

BAUCH WEALTH MANAGEMENT, LLC | PARK CAPITAL MANAGEMENT, LLC | HAUSMANN-JOHNSON BAUCH FINANCIAL, LLC

CRD#: 158965 / SEC#: 801-115013

RIA

Registered Investment Advisory firm - (5/8/2019 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/10/2019 Terminated)

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Contact information

Main Address

1601 Greenway Cross Suite 201, Madison, WI 53713

Mailing Address

Phone number

(608) 440-8608

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/12/2025)

Regulatory assets under management

Total Number of Accounts	1,338
AUM (Assets Under Management)	$ 732,763,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Friar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Friar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

EDWARD JONES

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

PARK CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2010

Series 63

Date: 3/21/2008

SIE

Date: 10/1/2018

Series 6

Date: 3/17/2008

Current Firm

PARK CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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