Mary M. Berman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Munice Berman, who also goes by Mary M Berman, Mary Muncie Berman, Mary Berman, Mary Irene Muncie, Mary Muncie, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2008. Mary had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2019 - March 11, 2021
STRATEGIC WEALTH PARTNERS
December 21, 2018 - May 17, 2019
U.S. BANCORP INVESTMENTS, INC.
November 7, 2014 - November 7, 2018
J.P. MORGAN SECURITIES LLC
May 15, 2013 - February 7, 2014
THE HUNTINGTON INVESTMENT COMPANY
July 21, 2010 - June 17, 2011
THE HUNTINGTON INVESTMENT COMPANY
January 1, 2008 - September 30, 2009
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH PARTNERS
CRD#: 174052 / SEC#: 801-80683
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,045 |
| AUM (Assets Under Management) | $ 3,483,244,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
