Peter C. Mahon
Professional summary
Peter Christopher Mahon is a registered financial professional currently at FINANCE OF AMERICA SECURITIES LLC located in St. Paul, Minnesota.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2008. Peter has worked at 2 firms and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 87, Series 86, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Christopher Mahon's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2018 - Present
FINANCE OF AMERICA SECURITIES LLC
Office #1: 30 East 7th St, Suite 2350, St. Paul, MN 55101September 3, 2008 - December 9, 2013
COLLIERS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 12/30/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINANCE OF AMERICA SECURITIES LLC
CRD#: 284464 / SEC#: , 8-69803
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCE OF AMERICA SECURITIES LLC
CRD#: 284464St. Paul, MN 55101TRUST BUT VERIFY
Monitor Peter Mahon
Get automatic monthly alerts on: