Sarah K. Charles

SANCTUARY FINANCIAL PLANNING

CHARLOTTE, NC 28204

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CRD#: 5461219

Professional summary

Sarah Karp Charles, AIF®, who also goes by Sarah Rebecca Karp, Sarah Rebecca Paris, is a registered financial advisor currently at SANCTUARY FINANCIAL PLANNING, LLC located in Charlotte, North Carolina.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sarah has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Rebecca Karp | Sarah Rebecca Paris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Karp Charles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 5, 2023 - Present

SANCTUARY FINANCIAL PLANNING, LLC

Office #1: 601 South Kings Drive Suite F-155, Charlotte, NC 28204

RIA

CRD#: 325857

CHARLOTTE, NC

Past

June 1, 2022 - June 5, 2023

FORVIS MAZARS WEALTH ADVISORS, LLC

RIA

CRD#: 110905

Charlotte, NC

Past

January 3, 2017 - August 24, 2022

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

Charlotte, NC

Past

February 4, 2008 - December 31, 2016

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

RIA

CRD#: 109279

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/17/2024)

IAR

North Carolina
(7/5/2023)

IAR

Texas
(7/17/2023)

IAR

Virginia
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2008

Uniform Investment Adviser Law Examination

Current Firm

SANCTUARY FINANCIAL PLANNING, LLC

CRD#: 325857 / SEC#:

California

Registered Investment Advisory firm - (7/17/2024 Approved)

North Carolina

Registered Investment Advisory firm - (4/10/2023 Approved)

Texas

Registered Investment Advisory firm - (7/17/2023 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (7/18/2025 Approved)

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Contact information

Main Address

601 South Kings Drive Suite F-155, Charlotte, NC 28204

Mailing Address

Phone number

(704) 705-8773

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah K. Charles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Karp Charles's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY FINANCIAL PLANNING, LLC

FORVIS MAZARS WEALTH ADVISORS, LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2008

Current Firm

SANCTUARY FINANCIAL PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

SANCTUARY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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