RB
Robert L. Brown
THE R.L. BROWN ADVISORY GROUP
Pleasanton, CA 94588
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CRD#: 5460801
RB
Professional summary
Robert Leo Brown is a registered financial advisor currently at THE R.L. BROWN ADVISORY GROUP, LLC located in Pleasanton, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am the proprietor of R.L. Brown Insurance Services--a life and health insurance company. The business is not investment-related and its address is 3015 Hopyard Road, Suite O, Pleasanton, CA 94588. This business was started in January 2012. I devote less than 20 hours/month to insurance prospecting and client service related to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Leo Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2008 - Present
THE R.L. BROWN ADVISORY GROUP, LLC
Office #1: 3015 Hopyard Road, Suite O, Pleasanton, CA 94588RIA
CRD#: 145880
Pleasanton, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/7/2008)
Exams
Current Firm
TR
THE R.L. BROWN ADVISORY GROUP, LLC
THE R.L. BROWN ADVISORY GROUP, LLC
CRD#: 145880 / SEC#:
California
Registered Investment Advisory firm - (2/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Pleasanton, CA
Mailing Address
1807 Santa Rita Road Unit H-123, Pleasanton, CA 94566
Phone number
(925) 425-9610
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 8,728,000 |
Red Flags
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Company Information
THE R.L. BROWN ADVISORY GROUP, LLC
CRD#: 145880Pleasanton, CA 94588TRUST BUT VERIFY
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