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Gaizel Rivera

ICAPITAL MARKETS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5460358
GR
Gaizel RiveraICAPITAL MARKETS

Professional summary

Gaizel Rivera, who also goes by Rivera Gaizel, Gaizel Rivera, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Miami, Florida.

Gaizel is registered as a RR (Registered Representative) and started their career in finance in 2008. Gaizel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Rivera Gaizel | Gaizel Rivera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gaizel Rivera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2026 - Present

ICAPITAL MARKETS LLC

Office #1: 801 Brickell Avenue 8th Floor, Miami, FL 33131
BD
CRD#: 118219
Miami, FL
Past

March 15, 2022 - June 29, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CORAL GABLES, FL
Past

March 14, 2022 - June 29, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CORAL GABLES, FL
Past

August 14, 2015 - December 17, 2021

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
MIAMI, FL
Past

July 31, 2015 - December 17, 2021

JEFFERIES LLC

BD
CRD#: 2347
MIAMI, FL
Past

June 1, 2009 - August 7, 2015

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI, FL
Past

June 1, 2009 - August 7, 2015

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

May 5, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MIAMI, FL
Past

June 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219Miami, FL 33131

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