Ronald J. Klammer

HAMILTON GRANT LLC

Southport, CT

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CRD#: 5460125

Professional summary

Ronald John Klammer is a registered financial professional currently at HAMILTON GRANT LLC located in Southport, Connecticut.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2008. Ronald has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald John Klammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 27, 2016 - Present

HAMILTON GRANT LLC

CRD#: 166180

Southport, CT

Past

February 10, 2017 - November 6, 2017

AARON CAPITAL INCORPORATED

CRD#: 28583

Southport, CT

Past

January 9, 2014 - January 3, 2017

AARON CAPITAL INCORPORATED

CRD#: 28583

Southport, CT

Past

June 3, 2008 - March 4, 2014

OEM CAPITAL CORP.

CRD#: 145738

SOUTHPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/27/2016)

Connecticut
(2/8/2017)

New Jersey
(1/28/2021)

New York
(12/27/2016)

Exams

State Security Law Exam

Series 63

Date: 2/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAMILTON GRANT LLC

CRD#: 166180 / SEC#: , 8-69192

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

26963 Alsace Drive, Calabasas, CA 91302

Mailing Address

26963 Alsace Drive, Calabasas, CA 91302

Phone number

(310) 697-5259

Established

Delaware since 03/30/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
XEEN, LLC	MEMBER
KEBETS, VADIM	MEMBER	6141170
KOCHAVI, DORON	MEMBER	1011155
KUO, ANDREW C	MEMBER	4415637
LEE, BONNY SY	MEMBER	2486522
O'CONNELL, THOMAS MICHAEL	MEMBER	2529442
REA, WENDY AUSTIN	MEMBER	724857
VIKHLYAEV, ALEXANDER	MEMBER; MEMBER BOARD OF MANAGERS	7278312
BIZUB, DONALD MICHAEL	CEO	1600090
COLLETT, DAVID WENDALL	VP, CFO	2352407
KAISER, BRADLEY CLIFFORD	CCO	2523397
MORRIS, JOHN M	CHAIRMAN, BOARD OF MANAGERS	1655987

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald J. Klammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald John Klammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

AARON CAPITAL INCORPORATED

AARON CAPITAL INCORPORATED

OEM CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2008

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/15/2008

Series 24

Date: 2/5/2008

FINRA

Current Firm

HAMILTON GRANT LLC

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAMILTON GRANT LLC

TRUST BUT VERIFY

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