Russell Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Becker was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2008. Russell had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2009 - June 11, 2015
LAKESIDE FINANCIAL ADVISORS, LLC
February 20, 2008 - January 22, 2009
EQUITABLE ADVISORS, LLC
February 20, 2008 - January 22, 2009
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LAKESIDE FINANCIAL ADVISORS, LLC
CRD#: 149077 / SEC#:
Contact information
Red Flags
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