Alona E. Horowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alona Edith Horowitz, who also goes by Alona E Amster, Alona Horowitz, was a registered financial professional .
Alona is a previously registered financial professional and started their career in finance in 2007. Alona had worked at 7 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - March 14, 2014
KOVACK SECURITIES INC.
August 2, 2013 - May 15, 2014
MONARCH CAPITAL, INC.
September 9, 2011 - December 31, 2013
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 25, 2011 - October 10, 2013
MONARCH CAPITAL, INC.
December 23, 2010 - August 9, 2011
PURSHE KAPLAN STERLING INVESTMENTS
May 18, 2010 - May 18, 2010
MUTUAL SECURITIES, INC.
February 9, 2010 - December 14, 2010
MUTUAL SECURITIES, INC.
December 13, 2007 - May 16, 2008
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
