KN
Khoi B. Nguyen
NAVY FEDERAL INVESTMENT SERVICES
Pensacola, FL 32526
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CRD#: 5459791
KN
Professional summary
Khoi Bao Ngoc Nguyen, who also goes by Bao Khoi Ngoc Nguyen, Khoi Bao Nguyen, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pensacola, Florida.
Khoi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Khoi has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bao Khoi Ngoc Nguyen | Khoi Bao Nguyen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Real Estate Rental property in Pensacola, FL., Investment related, Inactive owner, Property is managed by a Property Management company. Started: January,2016. Hours devoted:0, Non during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Khoi Bao Ngoc Nguyen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Khoi Bao Ngoc Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Current
March 8, 2011 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Past
April 14, 2011 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
PENSACOLA, FL
Past
May 5, 2009 - February 4, 2011
EDWARD JONES
RIA
CRD#: 250
PENSACOLA, FL
Past
March 17, 2009 - February 4, 2011
EDWARD JONES
BD
CRD#: 250
PENSACOLA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2011)
IAR
Alabama(1/4/2017)
RR
Alaska(5/1/2013)
RR
Arizona(5/23/2012)
IAR
Arizona(4/29/2022)
RR
Arkansas(2/11/2022)
IAR
Arkansas(10/7/2022)
RR
California(3/8/2011)
IAR
California(1/4/2017)
RR
Colorado(5/14/2012)
RR
Connecticut(5/30/2012)
RR
Delaware(10/25/2018)
RR
District of Columbia(8/21/2013)
RR
Florida(3/8/2011)
IAR
Florida(1/4/2017)
RR
Georgia(1/27/2012)
IAR
Georgia(4/18/2022)
RR
Hawaii(3/20/2013)
IAR
Hawaii(4/19/2022)
RR
Idaho(2/4/2016)
IAR
Idaho(3/14/2022)
RR
Illinois(1/10/2017)
IAR
Illinois(1/10/2017)
RR
Indiana(12/22/2011)
RR
Iowa(11/7/2022)
IAR
Iowa(11/10/2022)
RR
Kansas(8/26/2011)
IAR
Kansas(3/14/2022)
RR
Kentucky(8/2/2011)
IAR
Kentucky(3/14/2022)
RR
Louisiana(3/23/2011)
IAR
Louisiana(1/4/2017)
RR
Maine(5/13/2013)
RR
Maryland(3/8/2011)
IAR
Maryland(1/4/2017)
RR
Massachusetts(6/3/2011)
IAR
Massachusetts(4/25/2022)
RR
Michigan(5/22/2012)
RR
Minnesota(2/11/2022)
IAR
Minnesota(3/14/2022)
RR
Mississippi(7/15/2011)
IAR
Mississippi(3/14/2022)
RR
Missouri(8/24/2011)
IAR
Missouri(3/14/2022)
RR
Nebraska(12/17/2018)
IAR
Nebraska(3/21/2022)
RR
Nevada(3/24/2011)
IAR
Nevada(1/4/2017)
RR
New Jersey(2/29/2012)
IAR
New Jersey(3/14/2022)
RR
New Mexico(2/29/2016)
IAR
New Mexico(4/18/2022)
RR
New York(7/20/2011)
RR
North Carolina(3/23/2011)
IAR
North Carolina(1/4/2017)
RR
North Dakota(11/7/2022)
IAR
North Dakota(11/14/2022)
RR
Ohio(5/19/2011)
IAR
Ohio(3/14/2022)
RR
Oklahoma(8/30/2011)
IAR
Oklahoma(4/21/2022)
RR
Oregon(7/1/2019)
IAR
Oregon(5/12/2022)
RR
Pennsylvania(5/13/2015)
IAR
Pennsylvania(3/14/2022)
RR
Puerto Rico(5/6/2016)
RR
Rhode Island(7/1/2013)
RR
South Carolina(3/7/2012)
IAR
South Carolina(3/14/2022)
RR
South Dakota(3/11/2022)
IAR
South Dakota(3/16/2022)
RR
Tennessee(12/22/2011)
RR
Texas(3/8/2011)
IAR
Texas(1/4/2017)
RR
Utah(3/13/2015)
RR
Vermont(12/8/2016)
RR
Virginia(3/8/2011)
IAR
Virginia(1/4/2017)
RR
Washington(11/17/2011)
RR
West Virginia(5/9/2013)
IAR
West Virginia(4/18/2022)
RR
Wisconsin(9/23/2011)
IAR
Wisconsin(3/15/2022)
RR
Wyoming(6/18/2012)
IAR
Wyoming(4/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Pensacola, FL 32526TRUST BUT VERIFY
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