Phillip Westhoff

INCLINE WEALTH

Cincinnati, OH 45206

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CRD#: 5459645

Professional summary

Phillip Westhoff, who also goes by Phillip A Westhoff, is a registered financial advisor currently at INCLINE WEALTH located in Cincinnati, Ohio.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Phillip has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phillip A Westhoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Westhoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2021 - Present

INCLINE WEALTH

Office #1: 2368 Victory Parkway, Cincinnati, OH 45206

RIA

CRD#: 306806

Cincinnati, OH

Past

May 11, 2017 - October 30, 2020

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

RIA

CRD#: 106156

Florence, KY

Past

November 18, 2009 - May 4, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

March 27, 2009 - May 3, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2009

General Securities Representative Examination

Current Firm

INCLINE WEALTH

INCLINE WEALTH | INCLINE WEALTH ADVISORS, LLC | INCLINE WEALTH ADVISORS

CRD#: 306806 / SEC#:

Indiana

Registered Investment Advisory firm - (7/13/2020 Approved)

Kentucky

Registered Investment Advisory firm - (9/15/2022 Approved)

Louisiana

Registered Investment Advisory firm - (7/8/2021 Approved)

Ohio

Registered Investment Advisory firm - (1/3/2020 Approved)

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Contact information

Main Address

Cleves, OH

Mailing Address

Phone number

(513) 709-0004

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 62,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip Westhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Westhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

INCLINE WEALTH

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2009

Series 63

Date: 6/1/2009

SIE

Date: 5/3/2017

Series 7

Date: 3/26/2009

Current Firm

INCLINE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INCLINE WEALTH

TRUST BUT VERIFY

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