Kurt T. Fetter

MHA FINANCIAL CORP

WILLIAMSVILLE, NY

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CRD#: 5459605

Professional summary

Kurt Tyler Fetter, who also goes by Kurt Fetter, is a registered financial advisor currently at MHA FINANCIAL CORP located in Williamsville, New York and FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kurt has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt Fetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ZENITH CAPITAL, WILLIAMSVILLE, NY; INVESTMENT RELATED; STARTED 7/2019; FOUNDER; DBA FOR SECURITIES BUSINESS WITH FPCP AND INVESTMENT ADVISORY BUSINESS WITH MHA FINANCIAL CORP; CONNECTING BUYERS & SELLERS OF BUSINESSES, RAISING CAPITAL FOR BUSINESSES, AND WEALTH MANAGEMENT OF CLIENT ASSETS; 60 HOURS PER WEEK DURING TRADING. (2) MHA FINANCIAL CORP, NEW YORK, NY; INVESTMENT RELATED; STARTED 7/2019; INVESTMENT ADVISER REP; 30 HOURS PER WEEK DURING TRADING. (3) FOUR POINTS INSURANCE AGENCY LLC, NEW YORK, NY; INVESTMENT RELATED; STARTED 7/2019; DUAL REPRESENTATIVE WITH FPCP FOR VARIABLE INSURANCE PRODUCTS AND REPRESENTATIVE FOR ANY NON-VARIABLE INSURANCE PRODUCTS. (4) FOUR POINTS CAPITAL PARTNER LLC, NEW YORK, NY; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; STARTED 7/2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Tyler Fetter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2021 - Present

MHA FINANCIAL CORP

RIA

CRD#: 7462

WILLIAMSVILLE, NY

Current

July 12, 2019 - Present

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

Buffalo, NY

Past

January 29, 2016 - July 15, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WILLIAMSVILLE, NY

Past

November 19, 2015 - July 15, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WILLIAMSVILLE, NY

Past

June 5, 2013 - November 30, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

WILLIAMSVILLE, NY

Past

June 20, 2008 - June 6, 2013

OSAIC FA, INC.

CRD#: 3978

AMHERST, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/12/2019)

Florida
(7/12/2019)

New Jersey
(7/12/2019)

New York
(7/12/2019)

IAR

New York
(8/16/2021)

Texas
(10/1/2019)

Utah
(7/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MHA FINANCIAL CORP

CRD#: 7462 / SEC#: , 8-21836

Florida

Registered Investment Advisory firm - SEC (3/7/2005 Approved)

Maryland

Registered Investment Advisory firm - SEC (10/30/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (7/6/2011 Approved)

New Jersey

Registered Investment Advisory firm - SEC (3/9/2021 Approved)

New York

Registered Investment Advisory firm - SEC (12/12/2013 Approved)

Texas

Registered Investment Advisory firm - SEC (12/9/2013 Approved)

Virginia

Registered Investment Advisory firm - SEC (10/21/2020 Terminated)

Terminated by SEC on 02/25/2019

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

Phone number

(212) 257-5240

Established

Massachusetts since 05/13/1977

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HOILMAN, C WILLIAM	CCO	248217

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 85,836,784

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt T. Fetter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Tyler Fetter's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS CAPITAL PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2016

Series 63

Date: 6/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2010

Series 6

Date: 6/19/2008

FINRA

Current Firm

MHA FINANCIAL CORP

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MHA FINANCIAL CORP

TRUST BUT VERIFY

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