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DS

Daniel R. Sherman

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CRD#: 5459456
DS
Daniel Robert Sherman

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Robert Sherman, who also goes by Daniel R Sherman, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2020. Daniel had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Aliases

Daniel R Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dan's Tax Services 12100 Montecito Rd, Unit 128, Los Alamitos, CA 90720 start date 3/9/2025 approximately 20 hours a month is spent on these services during trading hours- Provides tax services as an Enrolled agent and tax preparer. While not directly investment-related, it can provide financial advice for tax purposes. This business is directly associated with MindWallet Investment Advisory. 3) RISING TIDE AT MARGARITE KIEFER EDUCATION CENTER (MKEC), 607 E 3RD ST, LONG BEACH, CA, start date 02/2023, AGENT, TAX SERVICES, NIR, 1 HR/MO, 0 HR/MO TRADING. Provides an annual community review of financials. No title. This service is unrelated to any other business, voluntary, and requires only five hours per year during trading hours. 4) MINDWALLET SENIOR HEALTHCARE SOLUTIONS, 12100 Montecito Rd Unit 128, Los Alamitos, CA, start date 04/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. Sells health insurance to seniors. The title is insurance agent. This service is directly related to MindWallet Investment Advisory and will provide insurance services for customers of the advisory. It can take 4-5 hours of time during trading hours per month, possibly more. 5) DANIEL SHERMAN INSURANCE, 12100 Montecito Rd Unit 128, Los Alamitos, CA Start date 02/15/2024, Title: Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. This business is directly related to MindWallet Investment Advisory and provides life insurance services for advisory customers.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2025 - April 28, 2026

FHWV FINANCIAL LLC

RIA
CRD#: 146046
Los Alamitos, CA
Past

July 25, 2025 - December 31, 2025

MINDWALLET INVESTMENT ADVISORY

RIA
CRD#: 335791
LOS ALAMITOS, CA
Past

September 19, 2022 - February 20, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
IRVINE, CA
Past

August 29, 2022 - February 20, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Irvine, CA
Past

May 6, 2021 - November 11, 2022

MINDWALLET INVESTMENT ADVISORY

RIA
CRD#: 310418
LONG BEACH, CA
Past

October 23, 2020 - June 10, 2021

SIDOXIA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 145969
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/3/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/16/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2020
Securities Industry Essentials Examination

Current Firm

FF
FHWV FINANCIAL LLC
FHWV FINANCIAL LLC | FLEISCHMANN, HOLMES, WHITE & VUONG LLP | FLEISCHMANN, HOLMES, BOZANIC & VUONG LLP | FHWV PARTNERS, LLP

CRD#: 146046 / SEC#:

California
Registered Investment Advisory firm - (5/27/2008 Approved)
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Contact information

Main Address
11022 Winners Circle 2nd Floor, Los Alamitos, CA 90720
Mailing Address
Phone number
(562) 598-8685
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts27
AUM (Assets Under Management)$ 14,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FHWV FINANCIAL LLC

CRD#: 146046

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