Daniel R. Sherman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Robert Sherman, who also goes by Daniel R Sherman, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2020. Daniel had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2025 - April 28, 2026
FHWV FINANCIAL LLC
July 25, 2025 - December 31, 2025
MINDWALLET INVESTMENT ADVISORY
September 19, 2022 - February 20, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 29, 2022 - February 20, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 6, 2021 - November 11, 2022
MINDWALLET INVESTMENT ADVISORY
October 23, 2020 - June 10, 2021
SIDOXIA CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/19/2022
General Securities Representative ExaminationCurrent Firm
FHWV FINANCIAL LLC
CRD#: 146046 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 14,812,779 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
