Daniel C. Kelley

CLOVER LEAF FINANCIAL LLC

FAIRPORT, NY 14450

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CRD#: 5459417

Professional summary

Daniel Christian Kelley, who also goes by Daniel C Clapp, Daniel Christian Clapp, Daniel Christian Kelley, Daniel Kelley, is a registered financial advisor currently at CLOVER LEAF FINANCIAL LLC located in Fairport, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel C Clapp | Daniel Christian Clapp | Daniel Christian Kelley | Daniel Kelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 6/1/020 - CLOVER LEAF FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - MANAGING MEMBER - Started 04/01/2013. 2. 6/1/2020 - CHANEY GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - OWNER - Started 01/2019 - 2 Hours Per Month - Time Spent 1%. 3. 12/28/2020 - Clover Leaf Financial, LLC - DBA: Clover Leaf Digital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/18/2020 - 5 Hours Per Month During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Christian Kelley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

CLOVER LEAF FINANCIAL LLC

Office #1: 1387 Fairport Rd. Suite 620, Fairport, NY 14450Office #2: 37837 Meridian Avenue Suite 200, Dade City, FL 33525

RIA

CRD#: 335751

FAIRPORT, NY

Past

June 1, 2020 - May 29, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FAIRPORT, NY

Past

June 1, 2020 - May 29, 2025

LPL FINANCIAL LLC

CRD#: 6413

FAIRPORT, NY

Past

February 19, 2020 - December 22, 2022

CLOVER LEAF FINANCIAL, LLC

RIA

CRD#: 287550

FAIRPORT, NY

Past

September 20, 2019 - May 29, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FAIRPORT, NY

Past

November 15, 2018 - May 29, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

FAIRPORT, NY

Past

November 2, 2018 - November 15, 2018

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

FAIRPORT, NY

Past

October 31, 2018 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

FAIRPORT, NY

Past

April 6, 2017 - October 31, 2018

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Fairport, NY

Past

April 6, 2017 - October 31, 2018

CADARET, GRANT & CO., INC.

CRD#: 10641

Fairport, NY

Past

January 31, 2013 - April 20, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FAIRPORT, NY

Past

January 31, 2013 - April 20, 2017

LPL FINANCIAL LLC

CRD#: 6413

FAIRPORT, NY

Past

October 25, 2012 - November 30, 2012

CADARET, GRANT & CO., INC.

CRD#: 10641

PITTSFORD, NY

Past

October 1, 2012 - October 11, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

FISHERS, IN

Past

October 1, 2012 - October 11, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

FISHERS, IN

Past

October 12, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FISHERS, IN

Past

September 1, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FISHERS, IN

Past

November 13, 2009 - August 29, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

INDIANAPOLIS, IN

Past

September 30, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

INDIANAPOLIS, IN

Past

May 23, 2008 - September 28, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLOVER LEAF FINANCIAL LLC

CRD#: 335751 / SEC#: 801-132741

RIA

Registered Investment Advisory firm - (5/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/17/2025)

IAR

New York
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2016

General Securities Principal Examination

Current Firm

CLOVER LEAF FINANCIAL LLC

CRD#: 335751 / SEC#: 801-132741

RIA

Registered Investment Advisory firm - (5/8/2025 Approved)

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Contact information

Main Address

1387 Fairport Rd. Suite 620, Fairport, NY 14450

Mailing Address

Phone number

(585) 899-3940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLOVER LEAF FINANCIAL LLC - FIRM BROCHURE (5/2/2025)

CLOVER LEAF WRAP PROGRAM BROCHURE - APPENDIX 1 (5/2/2025)

CLOVER LEAF FINANCIAL LLC - FIRM BROCHURE (4/8/2025)

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 54,017,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel C. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Christian Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CLOVER LEAF FINANCIAL, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CLOVER LEAF FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2011

Series 63

Date: 5/29/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2008

Series 24

Date: 12/21/2016

Current Firm

CLOVER LEAF FINANCIAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLOVER LEAF FINANCIAL LLC

TRUST BUT VERIFY

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