Hugh James Mcgregor Jr
Professional Summary
Hugh James Mcgregor JR, who also goes by Hugh James Mcgregor Jr., Hugh James Mcgregor, Jamie Mcgregor, is a registered financial advisor currently at BAILLIE GIFFORD FUNDS SERVICES LLC. Hugh is registered as a RR (Registered Representative) and started their career in finance in 2008. Hugh has worked at 4 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hugh James Mcgregor Jr., Hugh James Mcgregor, Jamie Mcgregor
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BAILLIE GIFFORD FUNDS SERVICES LLC
Contact Information
Main Address
3 Haymarket Square, Edinburgh, EH3 8RYMailing Address
3 Haymarket Square, Edinburgh, EH3 8RYPhone Number
0044 131 275 2000Established
Delaware since 02/14/2014Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAILLIE GIFFORD OVERSEAS LTD | PARENT COMPANY | 110296 |
| ARCHIBALD, LESLEY-ANNE MARGARET | CHAIRPERSON | 6704278 |
| ARCHIBALD, LESLEY-ANNE MARGARET | NON EXECUTIVE DIRECTOR | 6704278 |
| HAMILTON, KATHRIN | NON-EXECUTIVE DIRECTOR | 4797514 |
| PARISE, JANICE DRU | CFO | 2338583 |
| PORTEOUS, GARRY | CCO | 6912188 |
| PORTEOUS, GARRY | DIRECTOR | 6912188 |
| ROSS, KRISTEN MICHELLE | NON-EXECUTIVE DIRECTOR | 5953098 |
| WOOD, NICK BERNARD | DIRECTOR | 6709554 |
| WOOD, NICK BERNARD | CEO | 6709554 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Aug 2024About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 2010SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Hugh James Mcgregor JR's CRS (Customer Relationship Summary).
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