HM
Hugh J. Mcgregor
BAILLIE GIFFORD FUNDS SERVICES LLC
Edinburgh, EH1 3AN
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CRD#: 5459117
HM
Professional summary
Hugh James Mcgregor JR, who also goes by Hugh James Mcgregor Jr., Hugh James Mcgregor, Jamie Mcgregor, is a registered financial professional currently at BAILLIE GIFFORD FUNDS SERVICES LLC .
Hugh is registered as a RR (Registered Representative) and started their career in finance in 2008. Hugh has worked at 4 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Hugh James Mcgregor Jr. | Hugh James Mcgregor | Jamie Mcgregor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Hugh James Mcgregor JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2025 - Present
BAILLIE GIFFORD FUNDS SERVICES LLC
Office #1: Calton Square 1 Greenside Row, Edinburgh, EH1 3ANBD
CRD#: 171147
Edinburgh,
Past
August 18, 2015 - September 4, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
March 3, 2014 - March 6, 2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
ROCKVILLE, MD
Past
June 18, 2008 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/12/2025)
RR
Alaska(12/12/2025)
RR
Arizona(12/12/2025)
RR
Arkansas(12/12/2025)
RR
California(12/12/2025)
RR
Colorado(12/12/2025)
RR
Connecticut(12/12/2025)
RR
Delaware(12/12/2025)
RR
District of Columbia(12/12/2025)
RR
Florida(12/12/2025)
RR
Georgia(12/12/2025)
RR
Hawaii(12/12/2025)
RR
Idaho(12/12/2025)
RR
Illinois(12/12/2025)
RR
Indiana(12/12/2025)
RR
Iowa(12/12/2025)
RR
Kansas(12/12/2025)
RR
Kentucky(12/12/2025)
RR
Louisiana(12/12/2025)
RR
Maine(12/12/2025)
RR
Maryland(12/12/2025)
RR
Massachusetts(12/12/2025)
RR
Michigan(12/12/2025)
RR
Minnesota(12/12/2025)
RR
Mississippi(12/12/2025)
RR
Missouri(12/12/2025)
RR
Montana(12/12/2025)
RR
Nebraska(12/12/2025)
RR
Nevada(12/12/2025)
RR
New Hampshire(12/12/2025)
RR
New Jersey(12/12/2025)
RR
New Mexico(12/12/2025)
RR
New York(12/12/2025)
RR
North Carolina(12/12/2025)
RR
North Dakota(12/12/2025)
RR
Ohio(12/12/2025)
RR
Oklahoma(12/12/2025)
RR
Oregon(12/12/2025)
RR
Pennsylvania(12/12/2025)
RR
Puerto Rico(12/12/2025)
RR
Rhode Island(12/12/2025)
RR
South Carolina(12/12/2025)
RR
South Dakota(12/12/2025)
RR
Tennessee(12/12/2025)
RR
Texas(12/12/2025)
RR
Utah(12/12/2025)
RR
Vermont(12/12/2025)
RR
Virgin Islands(12/12/2025)
RR
Virginia(12/12/2025)
RR
Washington(12/12/2025)
RR
West Virginia(12/12/2025)
RR
Wisconsin(12/12/2025)
RR
Wyoming(12/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/13/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/9/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BAILLIE GIFFORD FUNDS SERVICES LLC
BAILLIE GIFFORD FUNDS SERVICES LLC
CRD#: 171147 / SEC#: , 8-69448
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Calton Square 1 Greenside Row, Edinburgh, EH1 3AN
Mailing Address
Calton Square 1 Greenside Row, Edinburgh, EH1 3AN
Phone number
0044 131 275 2000
Established
Delaware since 02/14/2014
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAILLIE GIFFORD OVERSEAS LTD | PARENT COMPANY | 110296 |
| ARCHIBALD, LESLEY-ANNE MARGARET | NON EXECUTIVE DIRECTOR | 6704278 |
| ARCHIBALD, LESLEY-ANNE MARGARET | CHAIRPERSON | 6704278 |
| HAMILTON, KATHRIN | NON-EXECUTIVE DIRECTOR | 4797514 |
| MAZUR, CLARE CAMBRIA | NON-EXECUTIVE DIRECTOR | 5170345 |
| PARISE, JANICE DRU | CFO | 2338583 |
| PORTEOUS, GARRY | DIRECTOR | 6912188 |
| PORTEOUS, GARRY | CCO | 6912188 |
| ROSS, KRISTEN MICHELLE | NON-EXECUTIVE DIRECTOR | 5953098 |
| WOOD, NICK BERNARD | DIRECTOR | 6709554 |
| WOOD, NICK BERNARD | CEO | 6709554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BAILLIE GIFFORD FUNDS SERVICES LLC
CRD#: 171147Edinburgh, EH1 3ANTRUST BUT VERIFY
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