CF
Cary C. Facer
WARREN STREET WEALTH ADVISORS | Founding Partner
IRVINE, CA 92618
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CRD#: 5458604
CF
Professional summary
Cary Cy Warren Facer is a registered financial advisor currently at WARREN STREET WEALTH ADVISORS, LLC located in Irvine, California.
Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Cary has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Institutional consulting
Financial planning
Trading individual securities
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 1) INSURANCE AGENT/SALES. CY WARREN FINANCIAL 190 S. GLASSWELL ST., STE 209 ORANGE, CA 92866. 06/28/11. NONE INVESTMENT RELATED. DEVOTES 100 HRS/YR. 1 HR/TRADING. INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. AGENTS SELLS AND SERVICES MEDICAL, DENTAL, VISION, DISABILITY, FIXED LIFE INSURANCE, AND LONG TERM CARE INSURANCE.2)RENTAL PROPERTY CARY FACER 428 E JACARANDA AVE ORANGE, CA 92867. OWNER. 01/01/2008. NONE INVESTMENT RELATED. DEVOTES 1 HR/WK. NONE DURING TRADING.RESIDENTIAL RENTAL PROPERTY; COLLECT RENTS, KEEP PROPERTY IN GOOD WORKING CONDITION.
CRS (Client Relationship Summary) - RIA
Click below to view Cary Cy Warren Facer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2015 - Present
WARREN STREET WEALTH ADVISORS, LLC
Office #1: 200 Spectrum Center Drive Suite 300, Irvine, CA 92618RIA
CRD#: 173447
IRVINE, CA
Past
October 20, 2011 - March 11, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
ORANGE, CA
Past
March 3, 2011 - March 11, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ORANGE, CA
Past
April 15, 2008 - March 7, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WARREN STREET WEALTH ADVISORS, LLC
WARREN STREET WEALTH ADVISORS | WARREN STREET WEALTH ADVISORS, LLC
CRD#: 173447 / SEC#: 801-117597
RIA
Registered Investment Advisory firm - (11/8/2019 Approved)California
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (1/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WS
WARREN STREET WEALTH ADVISORS, LLC
WARREN STREET WEALTH ADVISORS | WARREN STREET WEALTH ADVISORS, LLC
CRD#: 173447 / SEC#: 801-117597
RIA
Registered Investment Advisory firm - (11/8/2019 Approved)California
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (1/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Spectrum Center Drive Suite 300, Irvine, CA 92618
Mailing Address
Phone number
(714) 876-6200
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,020 |
| AUM (Assets Under Management) | $ 457,771,459 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WARREN STREET WEALTH ADVISORS, LLC
Founding PartnerCRD#: 173447Irvine, CA 92618TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
