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LL

Lori C. Lindley

TOLLESON PRIVATE WEALTH MANAGEMENT
DALLAS, TX 75205
Some features on this profile are disabled
CRD#: 5458534
LL
Lori Carol LindleyTOLLESON PRIVATE WEALTH MANAGEMENT

Professional summary

Lori Carol Lindley, who also goes by Lori C Lindley, is a registered financial advisor currently at TOLLESON PRIVATE WEALTH MANAGEMENT located in Dallas, Texas.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lori has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Lori C Lindley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Carol Lindley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2026 - Present

TOLLESON PRIVATE WEALTH MANAGEMENT

Office #1: 5500 Preston Road Suite 250, Dallas, TX 75205
RIA
CRD#: 111838
DALLAS, TX
Past

May 23, 2024 - June 16, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Dallas, TX
Past

June 21, 2010 - June 16, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Dallas, TX
Past

August 19, 2008 - May 12, 2010

BNP PARIBAS PRIME BROKERAGE, INC.

BD
CRD#: 24962
DALLAS, TX
Past

April 24, 2008 - October 1, 2008

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TOLLESON PRIVATE WEALTH MANAGEMENT
THE TOLLESON GROUP, LP | TTG FINANCIAL ADVISORS LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LLC | TOLLESON PRIVATE WEALTH MANAGEMENT

CRD#: 111838 / SEC#: 801-57641

RIA
Registered Investment Advisory firm - (5/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/23/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2008
General Securities Representative Examination

Current Firm

TP
TOLLESON PRIVATE WEALTH MANAGEMENT
THE TOLLESON GROUP, LP | TTG FINANCIAL ADVISORS LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LLC | TOLLESON PRIVATE WEALTH MANAGEMENT

CRD#: 111838 / SEC#: 801-57641

RIA
Registered Investment Advisory firm - (5/26/2000 Approved)
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Contact information

Main Address
5500 Preston Road Suite 250, Dallas, TX 75205
Mailing Address
Phone number
(214) 252-3250
Established
Firm type
Fiscal year end
# of Employees
102

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TOLLESON PRIVATE WEALTH MANAGEMENT, LLC JANUARY 2026 ADV PART 2A (1/29/2026)

Regulatory assets under management

Total Number of Accounts3,985
AUM (Assets Under Management)$ 8,759,140,273

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/26/2025
Cover Page
Report
12/29/2024
Cover Page
Report
03/01/2024
Cover Page
Report
01/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOLLESON PRIVATE WEALTH MANAGEMENT

CRD#: 111838Dallas, TX 75205

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