Javier C. Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Javier Cruz Garcia, who also goes by Jerry Cruz Garcia, was a registered financial professional .
Javier is a previously registered financial professional and started their career in finance in 2008. Javier had worked at 5 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2015 - January 28, 2016
TEXAS SECURITIES, INC.
February 16, 2015 - April 16, 2015
GRAND FINANCIAL, INC.
August 24, 2011 - February 10, 2015
TEXAS SECURITIES, INC.
April 13, 2010 - September 16, 2010
NOBLES & RICHARDS, INC.
June 12, 2009 - March 15, 2010
M & W FINANCIAL INC.
January 22, 2008 - June 27, 2008
TRINITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS SECURITIES, INC.
CRD#: 120148 / SEC#: , 8-65276
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
