Jamar L. Bates

BATES FINANCIAL GROUP.

Smyrna, GA 30082

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CRD#: 5458133

Professional summary

Jamar Lamont Bates is a registered financial advisor currently at BATES FINANCIAL GROUP, LLC. located in Smyrna, Georgia.

Jamar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jamar has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BATES REALTY GROUP, INC AS A REAL ESTATE BROKER LISTING AND SELLING RESIDENTIAL AND COMMERCIAL PROPERTY. BATES FINANCIAL GROUP AS A MORTGAGE BROKER ORIGINATING RESIDENTIAL AND COMMERCIAL LOANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamar Lamont Bates's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2017 - Present

BATES FINANCIAL GROUP, LLC.

Office #1: 3200 Highlands Parkway Se Suite 105, Smyrna, GA 30082

RIA

CRD#: 172686

Smyrna, GA

Past

August 19, 2014 - December 31, 2016

BATES FINANCIAL GROUP, LLC.

RIA

CRD#: 172686

ATLANTA, GA

Past

April 3, 2013 - July 17, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ATLANTA, GA

Past

April 2, 2012 - July 17, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/31/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BATES FINANCIAL GROUP, LLC.

BATES FINANCIAL GROUP, LLC. | BATES REALTY GROUP, INC.

CRD#: 172686 / SEC#:

Georgia

Registered Investment Advisory firm - (8/10/2017 Approved)

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Contact information

Main Address

3200 Highlands Parkway Se Suite 105, Smyrna, GA 30082

Mailing Address

Phone number

(404) 521-0001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jamar L. Bates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamar Lamont Bates's CRS (Customer Relationship Summary).

Certified licenses

Experience

BATES FINANCIAL GROUP, LLC.

BATES FINANCIAL GROUP, LLC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2013

Series 63

Date: 4/16/2012

Series 6

Date: 3/31/2012

Current Firm

BATES FINANCIAL GROUP, LLC.

Contact information

Documents

Red Flags

Company Information

BATES FINANCIAL GROUP, LLC.

TRUST BUT VERIFY

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