Ryan D. Rutherford

ICAPITAL

BOSTON, MA 02118

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CRD#: 5458116

Professional summary

Ryan D Rutherford, AIF® is a registered financial advisor currently at ICAPITAL, LLC located in Boston, Massachusetts.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan D Rutherford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 30, 2020 - Present

ICAPITAL, LLC

Office #1: 62 Plympton Street, Boston, MA 02118

RIA

CRD#: 122816

BOSTON, MA

Past

January 30, 2017 - February 26, 2020

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Boston, MA

Past

May 12, 2014 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

BOSTON, ME

Past

October 19, 2012 - February 26, 2020

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

January 21, 2011 - May 29, 2012

PARKER POINT CAPITAL, LLC

CRD#: 149529

SOUTHBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICAPITAL, LLC

BLACKSTONE CAPITAL MANAGEMENT, LLC | ICAPITAL, LLC | BLACKSTONE CAPITAL MANAGEMENT,LLC

CRD#: 122816 / SEC#: 801-61527

RIA

Registered Investment Advisory firm - (10/18/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/30/2020)

IAR

New Hampshire
(3/24/2022)

IAR

Texas
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2011

General Securities Representative Examination

Current Firm

ICAPITAL, LLC

BLACKSTONE CAPITAL MANAGEMENT, LLC | ICAPITAL, LLC | BLACKSTONE CAPITAL MANAGEMENT,LLC

CRD#: 122816 / SEC#: 801-61527

RIA

Registered Investment Advisory firm - (10/18/2002 Approved)

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Contact information

Main Address

62 Plympton Street, Boston, MA 02118

Mailing Address

Phone number

(617) 542-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	503
AUM (Assets Under Management)	$ 1,242,907,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan D. Rutherford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan D Rutherford's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

PARKER POINT CAPITAL, LLC

Primary Firm SEC Registration

ICAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2014

Series 63

Date: 11/2/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2011

Current Firm

ICAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ICAPITAL, LLC

TRUST BUT VERIFY

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