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Paul E. Mcintosh

Some features on this profile are disabled
CRD#: 5458088
PM

Professional summary

Paul Ellsworth Mcintosh was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Paul is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Paul had worked at 2 firms, which includes COBRA TRADING INC., TD AMERITRADE INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Mcintosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 3, 2009 - January 21, 2010

COBRA TRADING, INC.

BD
CRD#: 132078
ALLEN, TX
Past

March 20, 2008 - January 6, 2009

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2009
General Securities Principal Examination

Current Firm

CT
COBRA TRADING, INC.
BIGTRADES.COM | VENOM TRADING | COBRA TRADING, INC.

CRD#: 132078 / SEC#: , 8-66548

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Mailing Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Phone number
(972) 491-7999
Established
Wisconsin since 05/14/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HESSING, CHADD THOMASCEO AND FOUNDER, DIRECTOR, EXECUTIVE REP., CFO, FINOP, TREASURER, CCO, SECRETARY2668366
KREBS, RYAN MICHAELPRESIDENT3178801
TERRY, THOMAS OTISCHIEF OPERATIONS OFFICER4285347

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COBRA TRADING, INC.

CRD#: 132078

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