Jeff A. Miller
Professional summary
Jeff A Miller is a registered financial professional currently at DRW EXECUTION SERVICES, LLC located in Chicago, Illinois.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeff has worked at 5 firms and has passed the Series 99TO, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff A Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2023 - Present
DRW EXECUTION SERVICES, LLC
Office #1: 540 W. Madison St. Suite 2500, Chicago, IL 60661March 7, 2016 - October 9, 2019
CITADEL SECURITIES INSTITUTIONAL LLC
June 4, 2015 - October 9, 2019
PALAFOX TRADING LLC
June 4, 2015 - October 9, 2019
CITADEL CLEARING LLC
June 29, 2012 - October 9, 2019
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/4/2023
Operations Professional ExaminationFINRA
Current Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
