ED
Edward M. Douthat
SAGE MOUNTAIN ADVISORS
Atlanta, GA 30326
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CRD#: 5457659
ED
Professional summary
Edward Marsh Douthat, who also goes by Edward Marsh Douthat IV, is a registered financial advisor currently at SAGE MOUNTAIN ADVISORS, LLC located in Atlanta, Georgia.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Edward has worked at 4 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Marsh Douthat Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Member of the Finance Committee for ALS Association of Georgia, a non-profit organization. Organization is not primarily engaged in investment-related activity. Organization is located at http://www.alsa.org/. Start date was April 2, 2018. One hour per week. Duties include oversight of the organization's budget and future expenditure planning.
(2) Treasurer of Triple D Enterprises, a private gas royalties holding organization. Organization is not primarily engaged in investment-related activities. Organization operates out of Kansas. Start date was November 26, 2018. Less than one hour per month. Duties include bookkeeping responsibilities for the organization.
(3) Co-owner of Orkney Memorial, a crematorium. Organization is not primarily engaged in investment-related activity. Organization operates out of Atlanta, GA. Start date was June 5, 2019. Less than two hours per month. Duties include assisting in the management of the affairs of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Marsh Douthat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2020 - Present
SAGE MOUNTAIN ADVISORS, LLC
Office #1: 945 East Paces Ferry Rd Ne, Suite 2275, Atlanta, GA 30326RIA
CRD#: 298593
Atlanta, GA
Past
October 1, 2015 - November 23, 2020
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
ATLANTA, GA
Past
March 19, 2008 - August 31, 2010
OCKHAM WEALTH ADVISORS L.L.C.
RIA
CRD#: 146117
ALPHARETTA, GA
Past
December 19, 2007 - May 20, 2008
FINANCIAL MARKET MANAGEMENT INC
RIA
CRD#: 111679
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SM
SAGE MOUNTAIN ADVISORS, LLC
KLAUS ADVISORS, LLC | SAGE MOUNTAIN ADVISORS, LLC
CRD#: 298593 / SEC#: 801-114002
RIA
Registered Investment Advisory firm - (9/18/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SM
SAGE MOUNTAIN ADVISORS, LLC
KLAUS ADVISORS, LLC | SAGE MOUNTAIN ADVISORS, LLC
CRD#: 298593 / SEC#: 801-114002
RIA
Registered Investment Advisory firm - (9/18/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
945 East Paces Ferry Road Ne Suite 2660, Atlanta, GA 30326
Mailing Address
Phone number
(404) 795-8361
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 3,364,259,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/15/2025 | ||
| 09/27/2024 | ||
| 01/18/2024 | ||
| 04/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
